Important privacy choices for consumers
What does Thrivent Advisor Network, LLC do with your personal information?
Why?
Financial services companies choose how they share your personal information. Federal and state laws give clients the right to limit some but not all sharing. Federal and state laws also require us to tell you how we collect, share and protect your personal information. Please read this notice carefully to understand what we do.
What?
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
- Social Security number, date of birth, address and contact information.
- Assets, liabilities, income, expenses and investment experience.
- Account transactions and retirement assets.
- Tax reporting and investment performance.
We may share any/all the information we collect depending on what is needed for the stated purpose.
How?
All financial companies need to share clients' personal information to run their everyday business. In the section below, we list the reasons financial companies may share their clients' personal information; the specific reasons Thrivent Advisor Network, LLC chooses to share; and whether you can limit this sharing.
| Reasons we can share your personal information | Does Thrivent Advisor Network, LLC share? | Can you limit this sharing? |
|---|---|---|
| For our everyday business purposes— Such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, report to credit bureaus. This includes sharing information with an advisor’s supervisory broker-dealer, as is legally required. | Yes | No |
| For our marketing purposes— To offer our products and services to you. | Yes | Yes |
| For joint marketing with other financial companies. | No | No |
| For our affiliates' everyday business purposes— Information about your transactions and experiences with us. | Yes | No |
| For our affiliates' everyday business purposes— Information about your creditworthiness. | No | No |
| For affiliates to market to you. | Yes | Yes |
| For nonaffiliates to market to you. | No | No |
To limit our sharing
- Call us at 800-847-4836 between 7 a.m. and 6 p.m. Central time, Monday - Friday.
- Write to us at:
Thrivent
4321 N Ballard Rd.
Appleton, WI 54919-0001
Please note: If you are a new client, we can begin sharing your information 30 days from the date we provide you with this notice. If you are a former client, we will continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing.
Who we are
Who is providing this notice?
This notice describes the privacy practices of Thrivent Advisor Network, LLC, a Registered Investment Advisor.
What we do
How does Thrivent Advisor Network, LLC collect my personal information?
We collect your personal information in a few ways:
- Directly from you, such as when you open an investment account, complete advisory agreements, investment questionnaires or suitability documents.
- From other companies.
- Through your transactions and interactions with us and our affiliates.
How does Thrivent Advisor Network, LLC protect my personal information?
To safeguard your personal information from unauthorized access and use we maintain physical, procedural and electronic security measures such as secure passwords, encrypted file storage and a secure office environment. Our technology vendors provide security and access control over personal information and have policies over the transmission of data. Our associates are trained on their responsibilities to protect your personal information.
We require third parties that assist in providing our services to you to protect the personal information they receive from us.
Why can't I limit all sharing?
Federal law gives you the right to limit only:
- Sharing for affiliates’ everyday business purposes—information about your creditworthiness
- Affiliates from using your information to market to you
- Sharing with nonaffiliates to market to you
State laws and individual companies may give you additional rights to limit sharing. See below for more information on your rights under state law.
What happens when I limit sharing for an account I hold jointly with someone else?
You may be receiving this notice on behalf of all owners. As a joint owner, you may choose one or more of the sharing options that apply in your home state on behalf of all joint owners or only on your own behalf.
Definitions
Affiliates
Companies related by common ownership or control. They can be financial services organizations and non-financial companies. Thrivent Advisor Network, LLC, affiliates include lines of business such as life insurance, long-term care insurance, brokerage, investments, trust, banking, mutual funds and distribution partners.
Nonaffiliates
Companies not related by common ownership or control. They can be financial companies and non-financial companies. Thrivent Advisor Network, LLC, does not share with any nonaffiliates for marketing purposes.
Joint marketing
A formal agreement between nonaffiliated financial services organizations that together market financial products or services to you. Thrivent Advisor Network, LLC, does not have any joint marketing agreements.
Other important information
This notice outlines our privacy practices for clients, those individuals who have purchased or applied for a product or service with Thrivent Advisor Network, LLC. For additional information regarding our collection, use and sharing of personal information for situations and scenarios outside of the client relationship, please review our
If your independent advisor terminates their relationship with us and moves to a new firm, we or your independent advisor may disclose your personal information to the new firm, unless you instruct us not to. If you live in California, Massachusetts, Minnesota, New Mexico, North Dakota or Vermont, state law requires you to opt in before this sharing can occur. In all other states, you have the right to opt out of such sharing. To exercise your right to opt in or opt out, please contact us at the address listed above.
Questions? Call