1.2
THRIVENT INVESTMENT MANAGEMENT
2022
04
2023-01-09T18:43:54Z
2022
10
100.00
98.93
0.44
0.55
0.08
Citadel Securities LLC
CDRG
31.17
36.05
23.08
11.79
0.24
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas, LLC
NITE
20.91
24.23
25.64
2.36
0.24
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
20.09
23.40
0.00
2.36
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Jane Street Capital, LLC
JNST
12.43
14.46
5.13
1.42
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
National Financial Services LLC
XSTM
12.32
0.00
0.00
0.00
98.99
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
1.02
1.18
0.00
0.00
0.06
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
0.75
0.00
0.00
47.64
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
0.59
0.68
2.56
0.00
0.06
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
0.58
0.00
43.59
28.77
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX US Equities Exchange
EDGX
0.07
0.00
0.00
4.25
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
99.02
0.35
0.56
0.06
National Financial Services LLC
XSTM
29.40
0.03
0.00
0.00
98.73
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Citadel Securities LLC
CDRG
24.99
35.99
38.03
6.22
0.07
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas, LLC
NITE
16.91
24.34
19.72
5.53
0.04
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
16.39
23.66
22.54
2.30
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Jane Street Capital, LLC
JNST
9.87
14.23
15.49
1.84
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
0.77
1.12
0.00
0.23
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
0.45
0.64
0.00
0.00
0.04
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Instinet BlockCross
BLKX
0.33
0.00
0.00
0.00
1.11
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE Arca
ARCA
0.29
0.00
4.23
26.96
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
0.27
0.00
0.00
25.81
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
98.31
1.69
0.00
0.00
Citadel Securities LLC
CDRG
43.33
44.07
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Susquehanna Capital Group
SUSQ
30.00
28.81
100.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Dash Financial Technologies LLC
DASH
13.33
13.56
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Morgan Stanley & Company LLC
MSCO
10.00
10.17
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Wolverine Execution Services LLC
WEXX
3.33
3.39
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
2022
11
100.00
98.49
0.32
1.17
0.03
Citadel Securities LLC
CDRG
28.61
33.99
8.33
1.16
0.18
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas, LLC
NITE
23.41
27.86
2.08
0.45
0.04
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
18.73
22.26
6.25
0.89
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Jane Street Capital, LLC
JNST
11.56
13.75
6.25
0.27
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
National Financial Services LLC
XSTM
11.21
0.00
0.00
0.00
99.41
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
3.23
0.00
0.00
69.81
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
1.29
0.00
77.08
24.58
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
1.06
1.25
0.00
0.09
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
0.59
0.70
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
INTL Trading, Inc.
INTL
0.16
0.19
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
99.34
0.29
0.34
0.03
National Financial Services LLC
XSTM
29.18
0.00
0.00
0.00
98.65
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Citadel Securities LLC
CDRG
23.87
34.49
32.14
1.45
0.01
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas, LLC
NITE
19.07
27.53
39.29
0.85
0.04
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
15.44
22.33
14.29
0.73
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Jane Street Capital, LLC
JNST
9.55
13.81
9.52
0.12
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
0.72
1.04
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE Arca
ARCA
0.54
0.00
0.00
42.62
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
0.45
0.64
0.00
0.00
0.03
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Instinet BlockCross
BLKX
0.38
0.00
0.00
0.00
1.28
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
0.30
0.00
1.19
23.73
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
96.15
1.92
1.92
0.00
Citadel Securities LLC
CDRG
51.92
52.00
0.00
50.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Susquehanna Capital Group
SUSQ
25.00
26.00
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Dash Financial Technologies LLC
DASH
11.54
12.00
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Wolverine Execution Services LLC
WEXX
7.69
6.00
0.00
50.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Morgan Stanley & Company LLC
MSCO
3.85
4.00
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
2022
12
100.00
99.56
0.24
0.18
0.01
Citadel Securities LLC
CDRG
31.94
35.63
12.50
1.98
0.08
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas, LLC
NITE
23.24
25.94
2.50
1.49
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
21.53
24.03
10.00
0.50
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Jane Street Capital, LLC
JNST
10.88
12.15
5.00
0.50
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
National Financial Services LLC
XSTM
9.47
0.00
0.00
0.00
99.50
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
0.90
1.01
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
0.66
0.74
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
INTL Trading, Inc.
INTL
0.45
0.51
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
0.44
0.00
70.00
40.59
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
0.38
0.00
0.00
47.52
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
99.10
0.42
0.43
0.04
National Financial Services LLC
XSTM
30.07
0.00
0.00
0.00
98.62
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Citadel Securities LLC
CDRG
24.17
35.33
37.60
2.76
0.03
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas, LLC
NITE
18.46
26.99
24.00
1.69
0.06
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
16.08
23.50
28.00
2.30
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Jane Street Capital, LLC
JNST
8.08
11.83
7.20
1.23
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
0.81
1.19
0.80
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE Arca
ARCA
0.49
0.00
0.00
39.78
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
0.43
0.00
0.80
35.02
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
0.42
0.61
0.00
0.00
0.01
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Instinet BlockCross
BLKX
0.39
0.00
0.00
0.00
1.28
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
80.39
3.92
15.69
0.00
Citadel Securities LLC
CDRG
41.07
36.59
100.00
46.15
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Susquehanna Capital Group
SUSQ
30.36
41.46
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Dash Financial Technologies LLC
DASH
16.07
14.63
0.00
23.08
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Wolverine Execution Services LLC
WEXX
8.93
2.44
0.00
30.77
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Morgan Stanley & Company LLC
MSCO
3.57
4.88
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]