1.2
THRIVENT INVESTMENT MANAGEMENT
2020
01
2020-04-30T13:17:44.670-04:00
01
2020
100.00
99.03
0.25
0.51
0.21
Citadel Securities LLC
CDRG
57.15
57.63
16.67
9.64
34.78
0
0.0000
0
0.0000
0
0.0000
0
0.0000
VIRTU Americas LLC
NITE
30.40
30.49
40.00
6.02
60.87
0
0.0000
0
0.0000
0
0.0000
0
0.0000
G1 Execution Services, LLC
ETMM
8.86
8.94
6.67
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
UBS Securities, LLC
UBSS
1.85
1.87
0.00
1.20
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Two Sigma Securities, LLC
SOHO
0.94
0.95
0.00
0.00
4.35
0
0.0000
0
0.0000
0
0.0000
0
0.0000
New York Stock Exchange
NYSE
0.38
0.00
16.67
48.19
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
NASDAQ Execution Services, LLC
NSDQ
0.22
0.00
16.67
25.30
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
JANE STREET CAPITAL, LLC
JNST
0.11
0.11
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Cboe EDGX U.S. Equities Exchange
EDGX
0.06
0.00
0.00
8.43
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
State Street Global Markets, LLC
SSBS
0.03
0.02
3.33
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
98.46
0.67
0.65
0.22
Citadel Securities LLC
CDRG
57.58
58.06
41.38
12.54
58.73
0
0.0000
0
0.0000
0
0.0000
0
0.0000
VIRTU Americas LLC
NITE
29.98
30.05
30.05
21.15
33.33
0
0.0000
0
0.0000
0
0.0000
0
0.0000
G1 Execution Services, LLC
ETMM
8.53
8.61
8.37
1.43
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
UBS Securities, LLC
UBSS
1.89
1.88
3.45
1.08
3.17
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Two Sigma Securities, LLC
SOHO
1.06
1.05
1.97
0.00
4.76
0
0.0000
0
0.0000
0
0.0000
0
0.0000
State Street Global Markets, LLC
SSBS
0.24
0.23
2.96
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
New York Stock Exchange
NYSE
0.21
0.01
9.36
17.20
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
NASDAQ Execution Services, LLC
NSDQ
0.14
0.00
0.49
16.85
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
NYSE Arca
ARCA
0.13
0.00
1.48
13.98
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
JANE STREET CAPITAL, LLC
JNST
0.10
0.10
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
88.10
1.59
10.32
0.00
MORGAN STANLEY & CO. LLC
MSCO
30.77
32.17
0.00
23.08
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Citadel Securities LLC
CDRG
30.00
28.70
0.00
46.15
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Susquehanna Capital Group
SUSQ
26.92
26.96
50.00
23.08
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Citigroup Global Markets, Inc.
CITI
7.69
6.96
50.00
7.69
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
DASH FINANCIAL TECHNOLOGIES LLC
DASH
3.08
3.48
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Wolverine Execution Services LLC
WEXX
1.54
1.74
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
02
2020
100.00
97.99
0.36
0.91
0.74
Citadel Securities LLC
CDRG
57.56
58.14
34.38
11.11
71.43
0
0.0000
0
0.0000
0
0.0000
0
0.0000
VIRTU Americas LLC
NITE
29.01
29.44
12.50
3.70
23.81
0
0.0000
0
0.0000
0
0.0000
0
0.0000
G1 Execution Services, LLC
ETMM
8.68
8.83
6.25
2.78
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
UBS Securities, LLC
UBSS
1.62
1.61
3.13
1.85
1.59
0
0.0000
0
0.0000
0
0.0000
0
0.0000
JANE STREET CAPITAL, LLC
JNST
0.98
1.00
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Two Sigma Securities, LLC
SOHO
0.93
0.92
3.13
0.00
3.17
0
0.0000
0
0.0000
0
0.0000
0
0.0000
New York Stock Exchange
NYSE
0.62
0.00
18.75
43.52
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
NASDAQ Execution Services, LLC
NSDQ
0.50
0.00
18.75
34.26
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
State Street Global Markets, LLC
SSBS
0.07
0.06
3.13
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Cboe EDGX U.S. Equities Exchange
EDGX
0.03
0.00
0.00
2.78
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
97.98
0.77
1.10
0.15
Citadel Securities LLC
CDRG
57.11
57.99
51.18
9.24
57.89
0
0.0000
0
0.0000
0
0.0000
0
0.0000
VIRTU Americas LLC
NITE
28.90
29.13
23.70
17.55
34.21
0
0.0000
0
0.0000
0
0.0000
0
0.0000
G1 Execution Services, LLC
ETMM
8.71
8.88
7.58
0.23
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
UBS Securities, LLC
UBSS
1.96
1.97
2.37
0.92
2.63
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Two Sigma Securities, LLC
SOHO
0.95
0.97
0.00
0.00
5.26
0
0.0000
0
0.0000
0
0.0000
0
0.0000
JANE STREET CAPITAL, LLC
JNST
0.69
0.71
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
State Street Global Markets, LLC
SSBS
0.36
0.32
6.64
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
New York Stock Exchange
NYSE
0.34
0.03
4.27
16.40
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
NASDAQ Execution Services, LLC
NSDQ
0.29
0.00
0.47
17.09
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
NYSE Arca
ARCA
0.28
0.00
0.47
16.17
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
30.77
10.26
58.97
0.00
MORGAN STANLEY & CO. LLC
MSCO
37.50
50.00
25.00
33.33
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Citadel Securities LLC
CDRG
25.00
16.67
25.00
29.17
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Susquehanna Capital Group
SUSQ
20.00
33.33
25.00
12.50
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Wolverine Execution Services LLC
WEXX
10.00
0.00
0.00
16.67
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
DASH FINANCIAL TECHNOLOGIES LLC
DASH
5.00
0.00
25.00
4.17
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Citigroup Global Markets, Inc.
CITI
2.50
0.00
0.00
4.17
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
03
2020
100.00
97.11
0.77
1.70
0.41
Citadel Securities LLC
CDRG
57.92
59.45
28.13
13.52
58.46
0
0.0000
0
0.0000
0
0.0000
0
0.0000
VIRTU Americas LLC
NITE
18.74
19.06
13.28
6.53
36.92
0
0.0000
0
0.0000
0
0.0000
0
0.0000
G1 Execution Services, LLC
ETMM
9.39
9.68
5.47
2.10
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
UBS Securities, LLC
UBSS
5.77
5.93
3.13
1.40
3.08
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Two Sigma Securities, LLC
SOHO
3.08
3.19
0.78
0.23
1.54
0
0.0000
0
0.0000
0
0.0000
0
0.0000
JANE STREET CAPITAL, LLC
JNST
2.47
2.54
2.34
0.47
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
New York Stock Exchange
NYSE
1.49
0.00
35.16
43.36
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
NASDAQ Execution Services, LLC
NSDQ
0.81
0.00
10.94
25.87
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Cboe EDGX U.S. Equities Exchange
EDGX
0.14
0.00
0.00
5.13
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
State Street Global Markets, LLC
SSBS
0.14
0.14
0.78
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
98.56
0.37
0.91
0.16
Citadel Securities LLC
CDRG
58.39
58.98
43.18
19.68
61.19
0
0.0000
0
0.0000
0
0.0000
0
0.0000
VIRTU Americas LLC
NITE
18.45
18.45
18.75
17.38
29.85
0
0.0000
0
0.0000
0
0.0000
0
0.0000
G1 Execution Services, LLC
ETMM
9.77
9.92
3.98
1.60
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
UBS Securities, LLC
UBSS
6.22
6.30
1.70
1.42
5.97
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Two Sigma Securities, LLC
SOHO
3.00
3.05
1.70
0.35
2.99
0
0.0000
0
0.0000
0
0.0000
0
0.0000
JANE STREET CAPITAL, LLC
JNST
2.53
2.57
1.70
0.35
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
State Street Global Markets, LLC
SSBS
0.77
0.73
13.64
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
NYSE Arca
ARCA
0.27
0.00
5.11
18.79
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
NASDAQ Execution Services, LLC
NSDQ
0.20
0.00
0.00
14.89
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Cboe EDGX U.S. Equities Exchange
EDGX
0.16
0.00
0.00
12.23
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
44.58
6.02
49.40
0.00
Citadel Securities LLC
CDRG
47.19
36.84
50.00
55.56
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Susquehanna Capital Group
SUSQ
19.10
34.21
16.67
6.67
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
DASH FINANCIAL TECHNOLOGIES LLC
DASH
11.24
10.53
0.00
13.33
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Citigroup Global Markets, Inc.
CITI
10.11
10.53
0.00
11.11
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
MORGAN STANLEY & CO. LLC
MSCO
8.99
7.89
33.33
6.67
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Wolverine Execution Services LLC
WEXX
3.37
0.00
0.00
6.67
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]