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Investments > Discount Brokerage Services > Settlement Procedures
Settlement Procedures

Please note: Thrivent Investment Management Inc. is no longer accepting applications for new Discount Brokerage Accounts. Please contact your financial representative for your brokerage needs. You may also contact our Financial Advice Center at 888-834-7428.

For buy orders:
Payment in full must be received by the settlement date of the purchase. Discount Brokerage account payments should be mailed to:

Pershing
Attn: Money Desk, 14th Floor
One Pershing Plaza
Jersey City, NJ 07399
Please write your account number in the memo portion of your check.

For sell orders:
For your protection, we recommend that any security you intend to sell is in your account and in good order before placing a sell order. Instructions for depositing stock certificates in your account are:

  1. Write your account number in the upper right hand corner of the front of the stock certificate

  2. Endorse the certificate by writing "PERSHING" in the blank line before the word attorney on the back of the certificate.

    For example,
    endorse

  3. Sign the certificate exactly as it is printed on the front of the certificate

  4. Mail the certificate to the address closest to you:
    Pershing
    Attn: Securities Receive, 7th Floor
    One Pershing Plaza
    Jersey City, NJ 07399
    Thrivent Investment Management
    Attn: Brokerage Services, Z8
    4321 North Ballard Road
    Appleton, WI 54919-0001
For your protection, we recommend that you send all certificates via an overnight mail carrier, registered mail or certified mail.

Securities sold without being in good order may cause a delay in settlement and the cancellation of your sale.

For questions regarding settlement procedures, please contact a discount brokerage representative at (800) 847-4836 Monday through Friday, 8:00 a.m. to 5:00 p.m. Central Time.
 

1 Clearing through Pershing, LLC, a BNY Securities Group Co. solutions from the Bank of New York.
2 Certificates of Deposit and VISA CheckCard are issued by State Street Bank & Trust Company of Boston.
3 An investment in the Money Market Fund is not insured or guaranteed by the FDIC or any other government agency. Although the Fund seeks to preserve the value of your investment at $1.00 per share, it is possible to lose money by investing in the Fund.

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Appleton Office:
4321 N. Ballard Road
Appleton, WI 54919-0001 USA
800-THRIVENT
(800-847-4836)
E-mail: mail@thrivent.com

Minneapolis Office:
625 Fourth Avenue S.
Minneapolis, MN 55415-1624 USA
800-THRIVENT
(800-847-4836)
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Thrivent Financial for Lutherans, Appleton, WI 54919-0001, is authorized to conduct business in all 50 states and the District of Columbia. NAIC # 2938-56014. Products issued by Thrivent Financial for Lutherans are available to applicants who meet membership, insurability, U.S. citizenship and residency requirements. Not all products described are available in all states. Thrivent Financial representatives are licensed insurance agents. Insurance and retirement products, where available, are individual contracts, (not group coverage), and issued by Thrivent Financial for Lutherans. Investment products are offered through Thrivent Investment Management Inc., 625 Fourth Ave. S., Minneapolis, MN 55415-1665, a wholly owned subsidiary of Thrivent Financial for Lutherans. Member FINRA. Member SIPC. Thrivent Financial representatives are registered representatives of Thrivent Investment Management Inc.

Bank products and trust services are offered through Thrivent Financial Bank, 2000 E. Milestone Dr., Appleton, WI 54919-0006 (Member FDIC, Equal Housing Lender), a wholly owned subsidiary of Thrivent Financial for Lutherans. Insurance, investment products, securities, trust, and investment management services and accounts are not deposits, are not FDIC insured, are not insured by any federal government agency, and are not guaranteed by Thrivent Financial Bank. Variable insurance contracts, investment products, trust, and investment management accounts may go down in value.
©1995-2008 Thrivent Financial for Lutherans

This document was last updated on Thursday, July 24, 2008 at 9:21 AM