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Investments > Discount Brokerage Services > Commission & Service
Commission & Service

Please note: Thrivent Investment Management Inc. is no longer accepting applications for new Discount Brokerage Accounts. Please contact your financial representative for your brokerage needs. You may also contact our Financial Advice Center at 888-834-7428.

By Phone | Online | Discount Brokerage Service Fees

By Phone: — (800) 847-4836 — Monday-Friday, 8 am-5 pm, CST


Stock Commission Schedule
Dollar Amount Rate Min/Max
under $10,000 $27.50 + .0092 of $ amount  
10,000.01 to $25,000 $27.50 + .0066 of $ amount Min - $41.25/trade
25,000.01 to $50,000 $27.50 + .0045 of $ amount Max - $.50/share
50,000.01 to 100,000 $27.50 + .0032 of $ amount  
100,000.01 to 200,000 $27.50 + .0023 of $ amount  
200,000.01 and over $27.50 + .0020 of $ amount  

 

Bonds: (1 bond = $1,000 face value)

Dollar Amount Rate
1st - 24th bond $27.50 + $3.30 per bond
25th bond and over $2.20 per additional bond
Min: $41.25 per trade  


Online
— 24 hours 365 days

Online

$29.95 for the first 1000 shares.
Trades over 1000 shares will incur a commission charge of $0.03 per share for the entire trade.
$29.95 transaction fee for no-load mutual fund purchases
$15 redemption fee on all mutual funds not owned by Thrivent Investment Management.
Stocks trading at less than $1 will incur an overriding minimum of $29.95 and a maximum of 5% of principal.

Bonds are not available for online purchase or redemption. Please call a discount brokerage representative to handle these transactions.

* A $2.00 handling charge is assessed per trade. Commission rates are subject to change.

Discount Brokerage

Discount Brokerage Service Fees

Customer Confirmation Charge $2 per confirm
Returned Checks $20 per event
Wired Funds $20 per wire transfer
Extension Fee $15 per event
Transfers (Register and Ship) $40 per transfer
Legal Transfers $50 per transfer
Mutual Fund Redemptions
    In Account
    Physical

$15 per transaction
$35 per transaction
Mutual Fund Exchanges $10 per exchange
Reorganization Activities
    Voluntary
    Mandatory in Account
    Physical

$20 per event
$5 per event
$20 per event
Bond Redemptions
    In Account
    Physical
 
Customer Name Safekeeping $2 per position, per month
Foreign Securities Safekeeping $5 per position, per month
Foreign Receive and Deliver Fees
    Eurobond Clearance
    All Other Foreign Securities

$50 per item
$75 per item
IRA Custodial Fee $35
Transfer Out Fee $75

 

1 Clearing through Pershing, LLC, a BNY Securities Group Co. solutions from the Bank of New York.
2 Certificates of Deposit and VISA CheckCard are issued by State Street Bank & Trust Company of Boston.
3 An investment in the Money Market Fund is not insured or guaranteed by the FDIC or any other government agency. Although the Fund seeks to preserve the value of your investment at $1.00 per share, it is possible to lose money by investing in the Fund.

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Appleton Office:
4321 N. Ballard Road
Appleton, WI 54919-0001 USA
800-THRIVENT
(800-847-4836)
E-mail: mail@thrivent.com

Minneapolis Office:
625 Fourth Avenue S.
Minneapolis, MN 55415-1624 USA
800-THRIVENT
(800-847-4836)

Dalbar Seal of Excellence

Thrivent Financial for Lutherans, Appleton, WI 54919-0001, is authorized to conduct business in all 50 states and the District of Columbia. NAIC # 2938-56014. Products issued by Thrivent Financial for Lutherans are available to applicants who meet membership, insurability, U.S. citizenship and residency requirements. Not all products described are available in all states. Thrivent Financial representatives are licensed insurance agents. Insurance and retirement products, where available, are individual contracts, (not group coverage), and issued by Thrivent Financial for Lutherans. Investment products are offered through Thrivent Investment Management Inc., 625 Fourth Ave. S., Minneapolis, MN 55415-1665, a wholly owned subsidiary of Thrivent Financial for Lutherans. Member FINRA. Member SIPC. Thrivent Financial representatives are registered representatives of Thrivent Investment Management Inc.

Bank products and trust services are offered through Thrivent Financial Bank, 2000 E. Milestone Dr., Appleton, WI 54919-0006 (Member FDIC, Equal Housing Lender), a wholly owned subsidiary of Thrivent Financial for Lutherans. Insurance, investment products, securities, trust, and investment management services and accounts are not deposits, are not FDIC insured, are not insured by any federal government agency, and are not guaranteed by Thrivent Financial Bank. Variable insurance contracts, investment products, trust, and investment management accounts may go down in value.

©1995-2008 Thrivent Financial for Lutherans

This document was last updated on Thursday, July 24, 2008 at 9:21 AM